Tag Archives: Suitability

A Regulatory Framework for Exchange-Traded Funds, by Henry T.C. Hu & John D. Morley

by Guest Blogger — Wednesday, Apr. 4, 2018

The “exchange-traded fund” (ETF) is one of the key financial innovations of the modern era. Our article, A Regulatory Framework for Exchange-Traded Funds (forthcoming in Southern California Law Review, vol. 91, no. 5, 2018), is the first academic work to show the need for, or to offer a regulatory framework for ETFs. The economic significance […]